CONTROL MECHANISMS OF THE CSA -------------------------------------------------------------------------------------------------------------------------------------------------------------------- MANUFACTURER/ CRIMINAL PENALTIES DISTRIBUTION DISPENSING IMPORT--EXPORT SECURITY DISTRIBUTOR FOR TRAFFICKING REPORTS (FIRST OFFENSE) SCHEDULE REGISTRATION RECORD--KEEPING MANUFACTURING RESTRICTIONS LIMITS NARCOTIC NON--NARCOTIC TO DEA NARCOTIC NON--NARCOTIC QUOTAS -------------------------------------------------------------------------------------------------------------------------------------------------------------------- I Required Separate Yes Order Research Permit Permit Vault Yes 15 years/ 5 years/ forms use only type $25,000 $15,000 -------------------------------------------------------------------------------------------------------------------------------------------------------------------- II Required Separate Yes Order Rx: Permit Permit Vault Yes 15 years/ 5 years/ forms written; type $25,000 $15,000 no refills -------------------------------------------------------------------------------------------------------------------------------------------------------------------- III Required Readily No DEA Rx: Permit Notice Surveilla- Yes 5 years/ 5 years/ nce retrieveable but Some drugs* registration written Narcotic $15,000 $15,000 limited by or oral --------------- Schedule II with quotas number medical No authorizati- Non-narcotic on; refills up to 5 times in 6 months -------------------------------------------------------------------------------------------------------------------------------------------------------------------- IV Required Readily No DEA Rx: Permit Notice Surveilla- No 3 years/ 3 years/ nce retrievable but Some drugs registration written Narcotic $10,000 10,000 * limited by or oral --------------- Schedule II with No quotas number medical Non-narcotic authorizati- on; refills up to 5 times in 6 months -------------------------------------------------------------------------------------------------------------------------------------------------------------------- V Required Readily No DEA OTC Permit Notice Surveilla- Manufacturer 1 year/ 1 year/ nce retrievable but Some drugs registration (Rx drugs to $5,000 $5,000* limited by limited import only. Schedule II to MD's Narcotic -------- --------------- quotas number order) Notice to No export Non-narcotic * I.e., those derived from substances in Schedule II.1/5