CONTROL MECHANISMS OF THE CSA
--------------------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                                           MANUFACTURER/       CRIMINAL PENALTIES
                                                          DISTRIBUTION  DISPENSING        IMPORT--EXPORT       SECURITY    DISTRIBUTOR          FOR TRAFFICKING
                                                                                                                             REPORTS
                                                                                                                                                (FIRST OFFENSE)
SCHEDULE  REGISTRATION  RECORD--KEEPING  MANUFACTURING    RESTRICTIONS  LIMITS        NARCOTIC  NON--NARCOTIC              TO DEA           NARCOTIC   NON--NARCOTIC
                                           QUOTAS
--------------------------------------------------------------------------------------------------------------------------------------------------------------------
  I         Required    Separate         Yes              Order         Research       Permit   Permit         Vault       Yes              15 years/  5 years/
                                                          forms         use only                               type                         $25,000    $15,000
--------------------------------------------------------------------------------------------------------------------------------------------------------------------
 II         Required    Separate         Yes              Order         Rx:            Permit   Permit         Vault       Yes              15 years/  5 years/
                                                          forms         written;                               type                         $25,000    $15,000
                                                                        no refills
--------------------------------------------------------------------------------------------------------------------------------------------------------------------
III         Required    Readily          No               DEA           Rx:            Permit   Notice         Surveilla-  Yes              5 years/   5 years/
                                                                                                                 nce
                        retrieveable     but Some drugs*  registration  written                                            Narcotic         $15,000    $15,000
                                         limited by                     or oral                                            ---------------
                                         Schedule II                    with
                                         quotas           number        medical                                            No
                                                                        authorizati-                                       Non-narcotic
                                                                          on;
                                                                        refills
                                                                        up to 5
                                                                        times in
                                                                        6 months
--------------------------------------------------------------------------------------------------------------------------------------------------------------------
IV          Required    Readily          No               DEA           Rx:            Permit   Notice         Surveilla-  No               3 years/   3 years/
                                                                                                                 nce
                        retrievable      but Some drugs   registration  written                                            Narcotic         $10,000    10,000
                                           *
                                         limited by                     or oral                                            ---------------
                                         Schedule II                    with                                               No
                                         quotas           number        medical                                            Non-narcotic
                                                                        authorizati-
                                                                          on;
                                                                        refills
                                                                        up to 5
                                                                        times in
                                                                        6 months
--------------------------------------------------------------------------------------------------------------------------------------------------------------------
V           Required    Readily          No               DEA           OTC            Permit   Notice         Surveilla-  Manufacturer     1 year/    1 year/
                                                                                                                 nce
                        retrievable      but Some drugs   registration  (Rx drugs        to                                                 $5,000     $5,000*
                                         limited by                     limited        import                              only.
                                         Schedule II                    to MD's                                            Narcotic
                                                                                      --------                             ---------------
                                         quotas           number        order)         Notice
                                                                                         to                                No
                                                                                       export                              Non-narcotic
* I.e., those derived from substances in Schedule II.1/5